Katharine Kim is responsible for the day-to-day implementation and maintenance of the firm’s compliance program to ensure compliance with all industry regulations. Mrs. Kim coordinates all the audits at the firm, including the annual GIPS audit. She also oversees the daily management of client accounts and the administration of new accounts. Mrs. Kim began her career performing client services duties at Dreyfus Brokerage Services. She earned a Bachelor of Arts in Economics degree from the University of California, San Diego. Mrs. Kim has been with the firm since 2002 and is a shareholder.
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(Tuesday, June 2, 2020, 9:07 p.m. EST) Business owners are in a tight spot: Federal tax rules have eased restrictions to allow those harmed by the epidemic to borrow from their IRA or federally qualified retirement plan; but without careful planning,