Katharine Kim is responsible for the day-to-day implementation and maintenance of the firm’s compliance program to ensure compliance with all industry regulations. Mrs. Kim coordinates all the audits at the firm, including the annual GIPS audit. She also oversees the daily management of client accounts and the administration of new accounts. Mrs. Kim began her career performing client services duties at Dreyfus Brokerage Services. She earned a Bachelor of Arts in Economics degree from the University of California, San Diego. Mrs. Kim has been with the firm since 2002 and is a shareholder.
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The Dow Jones Industrial Average shot beyond the 29,000 mark for the first time ever on Friday, but it retreated slightly by the close. More importantly, new figures indicate the economy is growing steadily.