Katharine Kim is responsible for the day-to-day implementation and maintenance of the firm’s compliance program to ensure compliance with all industry regulations. Mrs. Kim coordinates all the audits at the firm, including the annual GIPS audit. She also oversees the daily management of client accounts and the administration of new accounts. Mrs. Kim began her career performing client services duties at Dreyfus Brokerage Services. She earned a Bachelor of Arts in Economics degree from the University of California, San Diego. Mrs. Kim has been with the firm since 2002 and is a shareholder.
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In the 46 years that the National Federation of Independent Business (NFIB) has been tracking business owner sentiment, only 10% of the monthly readings were better than last month's 1.6 percentage point rise.
With tens of millions of Americans desperately seeking security in retirement, Uncle Sam should have been more careful about how he named the new tax law, known as the SECURE Act. Instead of co-opting the names of federal laws for